As a compliance officer for Fidelity Investments, I worked closely with Mike during his tenure as head of equity trading for Fidelity Capital Markets, and later in his role as senior vice president for Fidelity Trading Ventures. Mike is a highly effective and accomplished senior executive with the ability to establish and communicate an agenda, and effectively challenge and motivate his team to successfully achieve desired results. As a leader, Mike brings integrity, energy and passion to his work each day. And as a business partner, Mike understood the importance of engaging with compliance early and often on strategic initiatives, and was instrumental in cultivating and strengthening the firm's commitment to a strong culture of compliance. Mike's executive leadership abilities will be a valuable asset to any broker dealer and/or asset management organization.
Former Compliance Officer - Fidelity Investments
Mike is an extremely insightful and driven leader who has a proven track record in numerous capacities within capital markets. He has been at the forefront of technological innovation and development, as the capital markets landscape has evolved. Mike is a focused and results driven visionary who possesses a high degree of integrity. Few can lay claim to having his depth of experience and personal integrity. He will be an invaluable and unique asset to any firm.
Michael was both a client and a valuable board member. His insight and strategic vision was a key component to the development of our business as we grew and evolved in a competitive space. He demonstrated strong leadership skills and a deep understanding of the challenges and opportunities in the capital markets space.
Chief Strategy Officer
Kezar Markets LLC
Mike is a no non-sense, get it done kind of guy..I worked closely with Mike at Morgan Stanley a few years back and was quite impressed with his preparation and execution with our most important clients. Mike was able to become a trusted advisor for many. The interpersonal relationship aspect of our business still matters and Mike stood out in that regard by creating value with every customer interaction. Today decision makers/ clients have no time for product-pushing peddlers or self-serving salespeople.
They only want to work with people like Mike who:
President Broadridge Trading and Connectivity Solutions