Current board service:
NWTN Motors (Nasdaq symbol NWTN)
The Family Beehice
Past Board Service:
East Stone Acquisition Corporation (Nasdaq symbol ESSCU)
Luminex Trading and Analytics
Level Trading
ESP technologies
Harborside Plus
JCC
Okemo Mountain School
Sometimes, due to illness or departures, short-term gaps in supervisory oversight can arise. I have served as a chief compliance officer and hold the Series 7, 9, 10, 24, 55, 63, & 99 licenses in FINRA's MQP program. I can be retained to help fill gaps and coach new supervisors on the critical tasks they need to manage daily.
The primary function of an expert witness is to assist the court in reaching its decision by providing independent expert/technical analysis and opinion on an issue(s), based on the information provided by those instructing them. I have been retained as an expert witness is securities trading related matters.
A recruiter's job is to find excellent cultural fits that help organizations succeed in their chosen field. Our network spans the globe, with an ability to source high-integrity professionals in institutional sales, trading, technology, and operations in brokerage, fintech, and asset management
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